Disclosure and the New Regime: How Our Advice Solutions Help You with Disclosure
The new regulations have brought about some changes to how advisers need to handle disclosure. Once seen as a two-step process of primary and secondary, disclosure now relates to many different stages throughout the process. At OMNIMax we have built compliance into the DNA of our solutions and so when the regulations changed, so did we. This progressive disclosure mandates that you disclose why you are doing something at the time you are doing it. We’ve defined this in four stages, at each stage the disclosure gets deeper, and we’ve integrated this into our Advice solutions. Stage 1 Public Disclosure [...]